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Privacy Policy

FACTS
Rev 06/2014
WHAT DOES EMPLOYEE FIDUCIARY, LLC ("EMPLOYEE FIDUCIARY") DO WITH YOUR PERSONAL INFORMATION?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
  • Social Security Number and Income
  • Account Balances and Account Number
  • Account Transactions and Assets
When you are no longer our customer, we continue to share your information as described in this notice.
How?
All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons Employee Fiduciary chooses to share; and whether you can limit this sharing.
Reasons Employee Fiduciary can share your personal information Does Employee Fiduciary share? Can you limit this sharing?
For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or at your request to other service providers you identify to us acting on your behalf. Yes No
For our marketing purposes— to offer our products and services to you Yes No
For joint marketing with other financial companies No We don't share
For our affiliates' everyday business purposes— information about your transactions and experiences Yes No
For our affiliates' everyday business purposes— information about your creditworthiness No We don't share
For our affiliates to market to you No We don't share
For non-affiliates to market to you No We don't share
Questions?
Contact Eric Droblyen by phone at 727-324-4004 or e-mail at eric@employeefiduciary.com
Who we are
Who is providing this notice? EMPLOYEE FIDUCIARY, LLC
What we do
How does Employee Fiduciary protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Employee Fiduciary collect my personal information? We collect your personal information, for example, when you:
  • Enter into an Investment Advisory Contract or Open an Account
  • Provide Account Information or Seek Advice about your Investments
  • Seek Financial or Tax Advice or Tell us about your Investment or Retirement Portfolio
We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.
Why can't I limit all sharing? Federal law gives you the right to limit only:
  • sharing for affiliates' everyday business purposes—information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for non-affiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.
  • Our affiliates include Frugal Financial Retirement Services, LLC, a Registered Investment Advisor.
Non-affiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.
  • Employee Fiduciary does not share with non-affiliates so they can market to you.
Joint marketing A formal agreement between non-affiliated financial companies that together market financial products or services to you.
  • Employee Fiduciary does not jointly market.
Other Important information

Information for Vermont, California and Nevada Customers

In response to a Vermont regulation, if in the future we disclose personal information about you to non-affiliated third parties with whom we have joint marketing agreements, we will only disclose your name, address, other contact information, and information about our transactions or experiences with you.

In response to a California law, we automatically treat accounts with California billing addresses as if you do not want to disclose personal information about you to non-affiliated third parties except as permitted by the applicable California law. We will also limit the sharing of personal information about you with our affiliates to comply with all California privacy laws that apply to us.

Nevada law requires us to disclose that you may request to be placed on our "do not call" list at any time by calling 1-831-759-6300. To obtain further information, contact the Bureau of Consumer Protection, Office of the Nevada Attorney General at 555 E. Washington Ave., Suite 3900, Las Vegas, NV 88101; phone 1-702-486-3132; email BCPINFO@ag.state.nv.us.

06-2014
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